Frank Borger Gilligan

Based in Dickinson Wright’s Nashville office, Frank Borger Gilligan is a dynamic member of the firm’s Corporate, M&A, and Securities practice group. With a focus on M&A, Frank adeptly guides companies seeking to acquire or merge through the intricacies of negotiating successful deals. From initiating transactions to negotiating an agreement to implementing post-closing integration strategies, he excels in navigating the complexities of business transactions and raising capital through various regulatory frameworks.

Beyond his experience in traditional finance, Frank is at the forefront of regulatory matters in FinTech, providing invaluable counsel to clients navigating this rapidly evolving landscape. Additionally, Frank is a key asset in the firm’s cannabis practice group, where he assists clients in raising capital and strategically structuring securities offerings amidst the ever-changing legal and regulatory environment.

With a background as the former top securities regulator for the State of Tennessee, Frank brings extensive experience in federal and state securities matters, including public and private securities offerings and investigations. He has collaborated with regulatory bodies such as the Securities and Exchange Commission, FINRA, SIFMA, and various state and federal agencies, leveraging this experience to guide clients through complex securities laws and regulations.

Frank’s previous roles include serving as Assistant Commissioner for the Tennessee Securities Division and as President-Elect of the North American Securities Administrators Association (NASAA). He also chaired NASAA’s Broker-Dealer Committee and held the position of Vice-Chair of the FinTech Committee. During his tenure as Assistant Commissioner, Frank oversaw critical program areas, including Broker-Dealer and Investment Adviser Registration, Securities Registration, and Enforcement.

Before his regulatory appointments, Frank served as the Director of Securities Enforcement and Fraud Investigations for the Tennessee Department of Commerce and Insurance. In this capacity, he led investigations into suspected cases of insurance and securities fraud, ranging from technical violations to multi-million dollar schemes. Frank’s legal career also includes roles as an Assistant Attorney General for the State of Tennessee and Assistant District Attorney for the City of Philadelphia.

Frank’s commitment to excellence and his holistic approach to advising clients make him an indispensable resource in the world of corporate transactions.